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Category Broker-Dealers
Ondo Finance to Buy SEC-Regulated Broker Oasis Pro for U.S. Tokenized Stock Push
The deal, pending regulatory approval, would give Ondo licenses to operate a broker-dealer, ATS and transfer agent for digital securities in the U.S.
Jul, 04, 2025
by CoinDesk
Hidden Road, Set to Be Acquired by Ripple, Wins U.S. Broker-Dealer License
Issued by FINRA, the license will allow the company to broaden fixed income prime brokerage services for institutional clients.
Apr, 17, 2025
by CoinDesk
Come In And Register? These Firms Say They Found an SEC-Friendly Crypto Path
The beginnings of a fully compliant U.S. crypto infrastructure may be forming on the industry’s fringes as a watchdog backed by the Securities and ...
May, 23, 2023
by CoinDesk