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Category Finra

Robinhood agrees to $30 million settlement in U.S. regulatory investigations

Robinhood agrees to $30 million settlement in U.S. regulatory investigations

Robinhood is paying $29.75 million to settle FINRA’s investigations. The investigations were based on the company’s compliance with and supervision...
Mar, 10, 2025
2 min read
by CryptoPolitan
Nasdaq plans to offer 24-hour trading on its stock exchange Monday through Friday

Nasdaq plans to offer 24-hour trading on its stock exchange Monday through Friday

Nasdaq Inc. announced on March 7 that it's seeking permission from regulators to expand trading hours on the biggest stock exchange, the Nasdaq Sto...
Mar, 07, 2025
4 min read
by CryptoPolitan
US Regulator Publishes Crypto Guide With Stark FOMO Reminder

US Regulator Publishes Crypto Guide With Stark FOMO Reminder

The Financial Industry Regulatory Authority (FINRA)’s new crypto guidelines spotlight risks and FOMO-driven decisions, with advice on crypto invest...
Nov, 23, 2024
by Bitcoin News
FINRA Warns Member Firms of Metaverse Adoption Challenges

FINRA Warns Member Firms of Metaverse Adoption Challenges

The Financial Industry Regulatory Authority has released a report highlighting the potential benefits and risks of the metaverse for the securities...
Oct, 27, 2024
by Bitcoin News
SEC Flags Risks in Crypto and Emerging Tech Investment Scams

SEC Flags Risks in Crypto and Emerging Tech Investment Scams

The U.S. Securities and Exchange Commission (SEC) is raising alarms about the growing risks of cryptocurrency scams and other investment fraud duri...
Oct, 07, 2024
by Bitcoin News