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Category Finra

Ironlight Wins FINRA Approval for First U.S. Regulated ATS With Onchain Atomic Settlement

Ironlight Wins FINRA Approval for First U.S. Regulated ATS With Onchain Atomic Settlement

The firm gained approval to introduce a regulated trading system for tokenized securities.
Crypto treasury hype triggers SEC and FINRA investigations into stock spikes

Crypto treasury hype triggers SEC and FINRA investigations into stock spikes

More than 200 companies that claimed they were switching to a crypto-treasury strategy are now on the radar of U.S. regulators.
Ripple shareholder Linqto files for Chapter 11 bankruptcy

Ripple shareholder Linqto files for Chapter 11 bankruptcy

Linqto, a shareholder in Ripple, filed for Chapter 11 bankruptcy following months of federal investigations over its handling of private equity off...
FINRA Panel Sounds Alarm on AI-Powered Crypto Scams Targeting Retail Investors

FINRA Panel Sounds Alarm on AI-Powered Crypto Scams Targeting Retail Investors

At the 2025 FINRA Annual Conference, regulators have examined a $5.7 billion jump in investment fraud, noting AI-generated phishing, deepfakes and ...
Hidden Road, Set to Be Acquired by Ripple, Wins U.S. Broker-Dealer License

Hidden Road, Set to Be Acquired by Ripple, Wins U.S. Broker-Dealer License

Issued by FINRA, the license will allow the company to broaden fixed income prime brokerage services for institutional clients.