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Cryptorank
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Category Finra

Copper’s U.S. Unit Secures SEC Broker-Dealer License and FINRA Membership

Copper’s U.S. Unit Secures SEC Broker-Dealer License and FINRA Membership

BitcoinWorld Copper’s U.S. Unit Secures SEC Broker-Dealer License and FINRA Membership Copper, a London-based digital asset infrastructure provide...
SEC removes huge pattern day trader barrier to allow retail investors to day trade Bitcoin with just $2k margin

SEC removes huge pattern day trader barrier to allow retail investors to day trade Bitcoin with just $2k margin

The SEC has approved a rule change that eliminates one of Wall Street's most recognizable barriers for small traders: the old $25,000 minimum tied ...
Crypto treasury hype triggers SEC and FINRA investigations into stock spikes

Crypto treasury hype triggers SEC and FINRA investigations into stock spikes

More than 200 companies that claimed they were switching to a crypto-treasury strategy are now on the radar of U.S. regulators.
Ripple shareholder Linqto files for Chapter 11 bankruptcy

Ripple shareholder Linqto files for Chapter 11 bankruptcy

Linqto, a shareholder in Ripple, filed for Chapter 11 bankruptcy following months of federal investigations over its handling of private equity off...
Robinhood agrees to $30 million settlement in U.S. regulatory investigations

Robinhood agrees to $30 million settlement in U.S. regulatory investigations

Robinhood is paying $29.75 million to settle FINRA’s investigations. The investigations were based on the company’s compliance with and supervision...