Merrill Lynch will have to shell out nearly $3.7 million in damages and other costs after arbitrators sided against the wealth management firm foll...

Bank Of America Regulators Finra Merrill Lynch

Jul, 15, 2025

2 min read

by The Daily Hodl

Ripple shareholder Linqto files for Chapter 11 bankruptcy

Linqto, a shareholder in Ripple, filed for Chapter 11 bankruptcy following months of federal investigations over its handling of private equity off...

Ripple SEC FBI Finra

Jul, 08, 2025

3 min read

by CryptoPolitan

FINRA Panel Sounds Alarm on AI-Powered Crypto Scams Targeting Retail Investors

At the 2025 FINRA Annual Conference, regulators have examined a $5.7 billion jump in investment fraud, noting AI-generated phishing, deepfakes and ...

Regulation Crypto Regulation News Fraud Finra

May, 19, 2025

3 min read

by Cryptonews

Hidden Road, Set to Be Acquired by Ripple, Wins U.S. Broker-Dealer License

Issued by FINRA, the license will allow the company to broaden fixed income prime brokerage services for institutional clients.

Ripple Policy Finra Broker-Dealers

Apr, 17, 2025

by CoinDesk

Robinhood agrees to $30 million settlement in U.S. regulatory investigations

Robinhood is paying $29.75 million to settle FINRA’s investigations. The investigations were based on the company’s compliance with and supervision...

Robinhood Finra

Mar, 10, 2025

2 min read

by CryptoPolitan