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Category Finra

SEC removes huge pattern day trader barrier to allow retail investors to day trade Bitcoin with just $2k margin

SEC removes huge pattern day trader barrier to allow retail investors to day trade Bitcoin with just $2k margin

The SEC has approved a rule change that eliminates one of Wall Street's most recognizable barriers for small traders: the old $25,000 minimum tied ...
Ironlight Wins FINRA Approval for First U.S. Regulated ATS With Onchain Atomic Settlement

Ironlight Wins FINRA Approval for First U.S. Regulated ATS With Onchain Atomic Settlement

The firm gained approval to introduce a regulated trading system for tokenized securities.
Crypto treasury hype triggers SEC and FINRA investigations into stock spikes

Crypto treasury hype triggers SEC and FINRA investigations into stock spikes

More than 200 companies that claimed they were switching to a crypto-treasury strategy are now on the radar of U.S. regulators.
Ripple shareholder Linqto files for Chapter 11 bankruptcy

Ripple shareholder Linqto files for Chapter 11 bankruptcy

Linqto, a shareholder in Ripple, filed for Chapter 11 bankruptcy following months of federal investigations over its handling of private equity off...
Hidden Road, Set to Be Acquired by Ripple, Wins U.S. Broker-Dealer License

Hidden Road, Set to Be Acquired by Ripple, Wins U.S. Broker-Dealer License

Issued by FINRA, the license will allow the company to broaden fixed income prime brokerage services for institutional clients.