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Category broker-dealer
SEC Broker-Dealer Roundtable Puts Digital Disclosure Rules Back On The Agenda
The SEC’s new broker-dealer roundtable will not grab attention the way an enforcement action or ETF filing does, but it still matters. Disclosure r...
Jul 9, 2026
4 min read
by NewsBTC
The Catch-22 of U.S. Crypto Regulation
The SEC is asking crypto and fintech firms to do the impossible. Only Congress can stop that.
Mar 1, 2024
by CoinDesk
Prometheum, the Only U.S.-Registered Crypto Platform, Picks Ether as Its First Product
Prometheum Inc. – still standing alone as the only U.S.-registered crypto securities platform – has disclosed that the first digital asset it'll ha...
Feb 7, 2024
by CoinDesk
Prometheum Earns Final Regulatory Nod to Try Hand at Fully-Compliant Crypto
Prometheum Inc., with the latest regulatory notch on its belt, is about to finally test whether a viable crypto platform can operate entirely withi...
Dec 21, 2023
by CoinDesk
U.S. SEC Warns Advisers They Need to Know Crypto Before Recommending to Clients
The U.S. Securities and Exchange Commission (SEC) is advising brokers and investment advisers that they need to use heightened scrutiny when it com...
Apr 20, 2023
by CoinDesk